Directors and Officers (D&O) liability insurance protects board members and senior managers from claims alleging wrongful acts, mismanagement, or breaches of fiduciary duty. For nonprofits, …
Business Insurance
Best Practices for Funds: Governance, Reporting and D&O Insurance to Reduce Regulatory Exposure
Directors and officers (D&O) exposure for U.S. funds — from private equity and hedge funds to venture and credit vehicles — has intensified. Between heightened …
Private Equity and Hedge Funds: Tailoring Directors and Officers (D&O) Liability Insurance for Fund Managers
Directors and Officers (D&O) liability insurance is mission-critical for private equity (PE) firms and hedge funds in the United States. Fund managers face unique litigation, …
Fiduciary Duties and Client Claims: Overlap Between PI, Fiduciary and Directors and Officers (D&O) Liability Insurance
Directors and Officers (D&O) liability in financial services sits at the intersection of governance failures, regulatory enforcement and professional advice exposures. For banks, registered investment …
Broker‑Dealer and Investment Adviser Exposures: When Specialty D&O Coverage Is Required
Content Pillar: D&O for Financial Institutions, Advisers and FundsContext: Directors and Officers (D&O) Liability Insurance — United States focus (New York, California, Massachusetts, Illinois) Directors …
Directors and Officers (D&O) Liability Insurance for Banks, Funds and Advisers: Key Coverage Issues
Directors and officers (D&O) liability insurance for financial institutions in the United States requires specialized underwriting, tailored policy language and active governance to address unique …
Pricing and Capacity Challenges for Financial Institutions Buying Directors and Officers (D&O) Liability Insurance
Directors and officers (D&O) liability insurance is a cornerstone protection for banks, broker‑dealers, investment advisers, private equity and hedge funds. For U.S. financial institutions—especially firms …
Regulator‑Driven Investigations: Claims Handling Nuances for Financial Sector Directors and Officers (D&O) Liability Insurance
Regulator-driven investigations are among the highest-stakes triggers for Directors and Officers (D&O) insurance in the U.S. financial sector. For banks, broker‑dealers, investment advisers, private funds …
Case Studies: High‑Profile Enforcement Actions and the Role of Directors and Officers (D&O) Liability Insurance
Regulatory investigations and enforcement actions shape the U.S. corporate landscape—and they directly test the scope, limits, and commercial value of Directors & Officers (D&O) liability …
Regulatory Scrutiny and D&O: How Enforcement Risk Raises Insurance Needs for Financial Institutions
Regulatory enforcement against financial institutions in the United States continues to increase in scope and intensity. For executives and boards, that means Directors and Officers …